04 NCAC 16I .1105. REPORTS

(a)  Each registrant shall file simultaneously with the Administrator copies of any filings, documents, statements or reports required to be filed with the appropriate federal regulatory authority.

(b)  Each registrant shall file with the Administrator such reports or other filings as the Administrator may prescribe, to be made under oath or otherwise, and to be in such form and for such periods as the Administrator may prescribe.  Each such report or filing shall contain such information concerning the operations of the holding company, and any related persons, as the Administrator may require.

 

History Note:        Filed as a Temporary Amendment Eff. October 2, 1991 for a period of 180 days to expire on

March 31, 1992;

Statutory Authority G.S. 54B‑55; 54B‑261; 54B‑262; 54C‑53; 54C‑195; 54C‑196;

Eff. July 1, 1983;

Amended Eff. February 15, 1992; July 1, 1990.