11 NCAC 11B .0506-.0518. REPEALED  


Latest version.
  • 11 NCAC 11B .0506          FOREIGN COMPANY SECURITIES SALE: "POSITION LETTER"

    11 NCAC 11B .0507          FOREIGN COMPANY SECURITIES: PRIVATE PLACEMENT

    11 NCAC 11B .0508          FOREIGN COMPANY SECURITIES: VERIFIABLE CAPITAL/SURPLUS

    11 NCAC 11B .0509          FOREIGN COMPANY SECURITIES: INCONSEQUENTIAL INSURANCE RATIOS

    11 NCAC 11B .0510          FOREIGN COMPANY SECURITIES: CONFIDENTIALITY OF MATERIAL

    11 NCAC 11B .0511          FOREIGN COMPANY SECURITIES: SHELF REGISTRATION

    11 NCAC 11B .0512          FOREIGN COMPANY SECURITIES: DISCLAIMER OFFSHORE

    11 NCAC 11B .0513          FOREIGN COMPANY SECURITIES: DISCLAIMER GENERAL

    11 NCAC 11B .0514          FORMATION OF DOMESTIC COMPANIES: PROCEDURAL HANDLING STEP 1

    11 NCAC 11B .0515          FOREIGN COMPANY SECURITIES: INSTITUTIONAL INVESTORS

    11 NCAC 11B .0516          DOMESTIC COMPANY: PROJECTION

    11 NCAC 11B .0517          DOMESTIC COMPANY: BACKGROUND INVESTIGATION REPORT

    11 NCAC 11B .0518          DOMESTIC COMPANY: ESCROW AGREEMENT

     

History Note:        Authority G.S. 58-2-40; 58-2-100; 58-2-133; 58-18-1 to 58-18-25; 78A-17-(8);

Eff. April 1, 1993;

Repealed Eff. September 1, 2002.