11 NCAC 11D .0115-.0164. REPEALED

11 NCAC 11D .0115          PROXIES: ETC DOMESTIC INSURERS: APPLICATION OF RULES

11 NCAC 11D .0116          PROXIES: CONSENTS AND AUTHORIZATIONS

11 NCAC 11D .0117          PROXIES: DISCLOSURE OF EQUIVALENT INFORMATION

11 NCAC 11D .0118          PROXIES: DEFINITIONS AND INSTRUCTIONS

11 NCAC 11D .0119          PROXIES: INFORMATION TO BE FURNISHED TO SECURITY HOLDERS

11 NCAC 11D .0120          PROXIES: REQUIREMENTS AS TO PROXY

11 NCAC 11D .0121          PROXIES: MATERIAL REQUIRED TO BE FILED

11 NCAC 11D .0122          PROXIES: FALSE OR MISLEADING STATEMENTS

11 NCAC 11D .0123          PROXIES: PROHIBITION OF CERTAIN SOLICITATIONS

11 NCAC 11D .0124          PROXIES: SPECIAL PROVISIONS APPLICABLE TO ELECTION CONTEST

11 NCAC 11D .0125          PROXY INFORMATION REQUIRED: REVOCABILITY OF PROXY

11 NCAC 11D .0126          PROXY INFORMATION REQUIRED: DISSENTERS' RIGHT OF APPRAISAL

11 NCAC 11D .0127          PROXY INFORMATION REQUIRED: SUBJECT TO 11 NCAC 11D .0124

11 NCAC 11D .0128          PROXY INFO REQUIRED: INTEREST IN MATTERS TO BE ACTED UPON

11 NCAC 11D .0129          PROXY INFORMATION REQUIRED: VOTING SECURITIES

11 NCAC 11D .0130          PROXY INFORMATION REQUIRED: NOMINEE AND DIRECTORS

11 NCAC 11D .0131          PROXY INFORMATION REQUIRED: TRANSACTIONS WITH MANAGEMENT

11 NCAC 11D .0132          PROXY INFO REQUIRED: BONUS: PROFIT SHARING: REMUNERATION

11 NCAC 11D .0133          PROXY INFORMATION REQUIRED: PENSION AND RETIREMENT PLANS

11 NCAC 11D .0134          PROXY INFORMATION REQUIRED: OPTIONS: WARRANTS OR RIGHTS

11 NCAC 11D .0135          PROXY INFO REQUIRED: AUTHORIZATION OR ISSUANCE OF STOCK

11 NCAC 11D .0136          PROXY INFO REQUIRED: MERGER: CONSOLIDATION: ACQUISITION

11 NCAC 11D .0137          PROXY INFORMATION REQUIRED: RESTATEMENT OF ACCOUNTS

11 NCAC 11D .0138          PROXY INFO REQUIRED: MATTERS NOT REQUIRED TO BE SUBMITTED

11 NCAC 11D .0139          PROXY INFORMATION REQUIRED: AMENDMENT OF CHARTER: BY‑LAWS

11 NCAC 11D .0140          PROXY INFORMATION REQUIRED: IN ELECTION CONTEST

11 NCAC 11D .0141          PROXY STATEMENT IN ELEC: INSURER: IDENTITY AND BACKGROUND

11 NCAC 11D .0142          PROXY STATEMENT IN ELECTION: INTEREST IN EQUITY SECURITY

11 NCAC 11D .0143          PROXY STATEMENT IN ELECTION CONTEST: FURTHER MATTERS

11 NCAC 11D .0144          PROXY STATEMENT IN ELECTION CONTEST: SIGNATURE

11 NCAC 11D .0145          INSIDER TRADING OF STOCK: DEFINITIONS

11 NCAC 11D .0146          WHO MUST FILE UNDER INSIDER TRADING OF STOCK

11 NCAC 11D .0147          WHAT MUST BE FILED UNDER INSIDER TRADING OF STOCK

11 NCAC 11D .0148          DETERMINING BENEFICIAL OWNERSHIP: INSIDER TRADING OF STOCK

11 NCAC 11D .0149          DISCLAIMER OF BENEFICIAL OWNERSHIP: INSIDER TRADING

11 NCAC 11D .0150          EXEMPTIONS FROM SUBSECTIONS (A) AND (B) OF THE ACT

11 NCAC 11D .0151          SECURITIES BOUGHT OR SOLD BY ODD‑LOT DEALERS: EXEMPTION

11 NCAC 11D .0152          CERTAIN TRANSACTIONS SUBJECT TO SUBSECTION (a) OF THE ACT

11 NCAC 11D .0153          OWNERSHIP OF SECURITIES HELD IN TRUST: INSIDER TRADING

11 NCAC 11D .0154          EXEMPTION FOR SMALL TRANSACTIONS: INSIDER TRADING OF STOCK

11 NCAC 11D .0155          EXEMPTIONS IN GENERAL: INSIDER TRADING OF STOCK

11 NCAC 11D .0156          EXEMPTION EFFECTED IN CONNECTION WITH A DISTRIBUTION

11 NCAC 11D .0157          EXEMPTION STOCK OPTIONS: STOCK BONUS OR SIMILAR PLANS

11 NCAC 11D .0158          OTHER SECURITIES: EXEMPTION RECEIVED BY REDEEMING

11 NCAC 11D .0159          EXEMPTION OF LONG TERM PROFITS WITHIN SIX MONTHS OF OPTION

11 NCAC 11D .0160          EXEMPTIONS: ACQUISITIONS: DISPOSITIONS PURSUANT TO MERGER

11 NCAC 11D .0161          EXEMPTION: DEPOSIT OR WITHDRAWAL OF EQUITY SECURITIES

11 NCAC 11D .0162          EXEMPTION INVOLVING THE CONVERSION OF EQUITY SECURITIES

11 NCAC 11D .0163          EXEMPTION INVOLVING THE SALE OF SUBSCRIPTION RIGHTS

11 NCAC 11D .0164          EXEMPTION OF SECURITIES FROM SUBSECTION (c) OF THE ACT

 

History Note:        Authority G.S. 58-2-40; 58-9(2); 58-7-145; 58-86.2;

Eff. February 1, 1976;

Repealed Eff March 1, 2004