12 NCAC 07D .1107. ENFORCEMENT

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A violation by the Associate may be deemed to be a violation of the sponsor if the violation is found to be the result of insufficient supervision and may subject the sponsor to any enforcement actions pursuant to G.S. 74C-17.

History Note: Authority G.S. 74C-5(2);

Eff. July 1, 1994.

                    
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