18 NCAC 06A .1306. CONFIRMATION OF REGISTRATION

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Registrations are effective upon confirmation in writing by the administrator and shall remain effective until the offering is completed, unless a stop order is in effect. It is recommended that a dealer make no sales or related transactions until confirmation of registration is received.

History Note: Authority G.S. 78A‑25(c); 78A‑26(c); 78A‑27(c); 78A‑29; 78A‑49(a);

Eff. April 1, 1981.

                    
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